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NARR Based NLDAS Forcing Dataset Information

Forcing Files for NLDAS Phase 2 (NLDAS-2)

Version 1.0 - 17 December 2007

This document describes the contents of the forcing files for Phase 2 of the National Land Data Assimilation System (NLDAS-2).

The spatial domain, spatial resolution, and computational grid, terrain height and land mask of NLDAS-2 will be identical to that in NLDAS-1, which is described in Section 2.1 of Mitchell et al. (2004, JGR, Vol. 109).

As in NLDAS-1, the temporal frequency of the NLDAS-2 land surface forcing files will be hourly and the file format will be the WMO data format standard known as GRIB-1.

The land model output files of NLDAS-2 will also be hourly and in GRIB-1 format.

Appendix A provides web addresses to NCEP online GRIB-1 documentation, source code and parameter tables. In particular, readers of this document should read the discussion in Appendix A of GRIB-1 Parameter Tables.

The NLDAS-2 land surface forcing files and land model output files will apply Parameter Table 130, which is oriented toward land/hydrology modeling.

The non-precipitation land surface forcing fields for NLDAS-2 are derived from the analysis fields of the NCEP North American Regional Reanalysis (NARR). NARR consists of 1) a 25-year retrospective (1979-2004) and 2) a daily update execution at NCEP. The daily update provides a real-time NARR continuation known as the Regional Climate Data Assimilation System, or R-CDAS.

NARR analysis fields are 32-km spatial resolution and 3-hourly temporal frequency. Those NARR fields that are utilized to generate NLDAS-2 forcing fields are spatially interpolated to the finer resolution of the NLDAS 1/8th-degree grid and then temporally disaggregated to the NLDAS hourly frequency. Additionally, the fields of surface pressure, surface downward longwave radiation, near-surface air temperature and near-surface specific humidity are adjusted vertically to account for the vertical difference between the NARR and NLDAS fields of terrain height. This vertical adjustment applies the traditional vertical lapse rate of 6.5 K/km for air temperature. The details of the spatial interpolation, temporal disaggregation and vertical adjustment are those employed in NLDAS-1, as presented by Cosgrove et al. (2003, JGR, Vol. 108).

The hourly land surface forcing fields for NLDAS-2 are grouped into two GRIB files, "File A" and "File B". This is a change from NLDAS-1, which had only one hourly forcing file.

FORCING FILE A:

File A is the primary (default) forcing file. It will contain the following eleven fields (units are given in parentheses):
1 - air temperature (K) ** at 2 meters above the surface
2 - specific humidity (kg/kg) ** at 2 meters above the surface
3 - surface pressure (Pa) **
4 - U wind component (m/s) at 10 meters above the surface
5 - V wind component (m/s) at 10 meters above the surface
6 - surface downward longwave radiation (W/m^2) **
7 - undefined
8 - CAPE: Convective Available Potential Energy (J/kg): from NARR
9 - potential evaporation (kg/m^2): from NARR
10 - precipitation hourly total (kg/m^2)
11 - surface downward shortwave radiation

** indicates a field to which the aforementioned vertical adjustment is applied.

The first eight fields above are the traditional land surface forcing fields, such as in PILPS (Project for Intercomparison of Land-Surface Process Schemes) and GSWP (Global Soil Wetness Project).

The surface downward shortwave radiation field in File A is a bias-corrected field wherein a bias-correction algorithm was applied to the NARR surface downward shortwave radiation. This bias correction utilizes five years (1996-2000) of the hourly 1/8th-degree GOES-based surface downward shortwave radiation fields derived by Pinker et al. (2003). The bias correction algorithm is described in Appendix B.

The precipitation field in File A is not the NARR precipitation forcing, but is rather a product of a temporal disaggregation of a gauge-only CPC analysis of daily precipitation, performed directly on the NLDAS grid and including an orographic adjustment based on the widely-applied PRISM climatology. The details of the method of producing this precipitation forcing, including details of the temporal disaggregation from the daily analysis to hourly intervals, are given in Appendix C.

The field in File A that gives the fraction of total precipitation that is convective is an estimate derived from the following two NARR precipitation fields (which are provided in File B): NARR total precipitation and NARR convective precipitation (the latter is less than or equal to the NARR total precipitation and can be zero). The convective fraction of total precipitation and/or the CAPE field in File A are used by some land models to estimate the subgrid spatial variability of the total precipitation.

The potential evaporation field in File A is that computed in NARR using the modified Penman scheme of Ek and Mahrt (1982). ETP is needed by some land models like the SAC model that require potential evaporation as an input forcing.

FORCING FILE B:

One fundamental physical process represented in land modeling is the surface aerodynamic conductance, which represents the intensity of the near-surface vertical turbulence that transports heat and moisture between the land surface and the overlying atmosphere.

There are many approaches to modeling the surface aerodynamic conductance in boundary layer modeling in general, and in land surface modeling. The results from NLDAS-1 showed a surprisingly large difference among four different land models in the simulated magnitude of the warm-season diurnal cycle of aerodynamic conductance.

The 2-meter temperature and specific humidity and 10-meter wind fields applied in continental-scale land surface modeling studies are typically products of the data assimilation/analysis systems of mainstream NWP centers. The 2-meter and 10-meter levels in such analysis/assimilation systems are rarely explicit levels in the background assimilating NWP model of the given NWP center. Hence NWP centers diagnose these 2-meter and 10-meter fields from the lowest prognostic level of the assimilating model. This diagnostic derivation of 2-meter temperature and humidity fields and 10-meter wind fields is done on the basis of A) those same fields at the model's lowest prognostic level, which is usually well above the 10-meter level (e.g. 20-200 meters above) and B) the given model's method for modeling the aerodynamic conductance of the "surface layer", also known as the "constant flux layer" -- i.e. applying the given model's particular approach to such physical entities as the surface roughness length for momentum, the surface roughness length for heat, surface layer stability functions (e.g. similarity profile functions) and surface layer parameters (e.g. mixing length).

NLDAS-2 is therefore providing a second forcing file, File B, in which the surface temperature, humidity and wind fields are represented not at 2 meters and 10 meters above the height of the NLDAS terrain, but rather at the same height above the NLDAS terrain as the height above the NARR terrain of the lowest prognostic level of the NARR assimilation system (namely, the same height above the model terrain as the lowest prognostic level of the mesoscale Eta model, which is the assimilating model in NARR). We shall denote the latter height as "H", and this height H varies spatially in the horizontal. The motivation for this approach is to allow land models in NLDAS-2 to calculate their aerodynamic conductance from surface forcing fields that are significantly more independent (albeit not fully independent) of the aerodynamic conductance approach applied in the assimilation/analysis system from which the surface forcing fields were derived.

Specifically then, forcing File B of NLDAS-2 will contain the following ten fields:

1 - NARR surface downward shortwave radiation (W/m^2) -- without bias correction
2 - NARR precipitation hourly total (kg/m^2)
3 - NARR convective precipitation hourly total (kg/m^2)
4 - NARR surface exchange coefficient [(kg/m^3)(m/s)]
5 - specific humidity (kg/kg) ** at H meters above the surface
6 - pressure (Pa) ** 7 - air temperature (K) ** at H meters above the surface
8 - U wind component (m/s) at H meters above the surface
9 - V wind component (m/s) at H meters above the surface
10 - height H above the surface (m)


Fields 7-11 above are provided for additional reasons, which are discussed next. Fields 7-8 are provided to permit land modeling sensitivity tests in which the precipitation and solar radiation fields of File A are replaced by their less accurate counterparts taken directly from NARR. Fields 8 and 9 are the NARR fields used to derive the field of "fraction of convective precipitation" in File A. Field 10 is a NARR flag indicating whether the precipitation is rainfall or snowfall, based on the NARR's explicit cloud and precipitation microphysics, and hence this flag is a function of the atmospheric vertical profile of air temperature and humidity from the precipitating source level in the cloud down to the land surface. This rainfall-snowfall flag is likely a more reliable indication of rain versus snow at the ground then the typical algorithms based on near-surface air temperature (such as the algorithm used in NLDAS-1). Field 11 is the aerodynamic conductance obtained from NARR, to allow comparison with the aerodynamic conductance computed independently by each land model in NLDAS-2.

Appendix A: The GRIB-1 Data Format (Documentation, Code, Parameter Tables)

The NCEP online User's Manual for the GRIB-1 data format is available at: http://www.nco.ncep.noaa.gov/pmb/docs/on388/

The NCEP web site providing Fortran-90 source code and documentation of code is: http://www.nco.ncep.noaa.gov/pmb/codes/GRIB1/

The latter web site provides a link to the NCEP GRIB-1 User's Guide.

For a given physical variable, the GRIB data convention assigns the following:

1) a unique numeric ID known as the GRIB parameter ID (range 1-255)
2) a unique alphanumeric abbreviation (max of 8 characters)
3) required physical units.


The unique GRIB parameter IDs for given physical variables are provided in tables known as GRIB parameter tables. The GRIB-1 Parameter Tables formally recognized at NCEP are available online at http://www.nco.ncep.noaa.gov/pmb/docs/on388/table2.html

At present (Dec 2007), NCEP formally recognizes five GRIB-1 Parameter Tables, namely, Table 2, Table 128, Table 129, Table 130, and Table 140. Each of these tables define up to a maximum of 255 physical variables and their corresponding unique Parameter IDs. Additionally, each table has a Part 1 and a Part 2. Part 1 is identical across all GRIB-1 Tables and provides a WMO mandated list of 128 physical parameters and their WMO-mandated unique Parameter IDs. Part 2 is defined locally by the originating center or agency and the list of physical parameters in Part 2 is often aligned with a given physical specialty. At NCEP for example, Part 2 of Table 128 is oriented somewhat toward ocean modeling and ocean physics, and Part 2 of Table 129 is oriented somewhat toward cloud microphysics.

The NLDAS-2 land surface forcing files and land model output files will utilize GRIB-1 Parameter Table 130, which is oriented toward land/hydrology modeling and land/hydrology physics.

The parameter IDs for Part 2 of Table 130 are available online at: http://www.nco.ncep.noaa.gov/pmb/docs/on388/table2.html#TABLE130

The parameter IDs for Part 1 of Table 130 are identical to those of Table 2, online at: http://www.nco.ncep.noaa.gov/pmb/docs/on388/table2.html#TABLE2

Appendix B: Bias Correction of Downward Shortwave Radiation for NLDAS-2

The NARR downward shortwave radiation field in the NLDAS-2 forcing files (A-files) is bias corrected to University of Maryland Surface Radiation Budget (SRB) data set produced under the auspices of the GEWEX Continental Scale International Project (GCIP) and GEWEX Americas Prediction Project (GAPP) (Pinker et al. 2003). Data from the GOES-8 satellite is processed using an inference model to produce hourly estimates of downward shortwave radiation fluxes. This dataset is produced on the native 1/8th degree NLDAS grid and no interpolation is necessary. A ratio-based (Berg et al. 2003) bias correction to the reanalysis downward shortwave radiation field was completed as follows:

Bias Correction Methodology

Appendix C: Generation of hourly precipitation forcing for NLDAS-2

The total precipitation field contained in File A is derived from CPC daily CONUS gauge data (with the PRISM topographical adjustment), CPC daily North American gauge data, hourly Stage 2 precipitation data, half-hourly CMORPH data, and 3-hourly NARR precipitation data. Reflecting the strengths of each data set, NLDAS precipitation is derived by using the hourly Doppler radar and half-hourly CMORPH products to temporally disaggregate the daily gauge products. This process, described in detail below, capitalizes on the accuracy of the daily gauge product, and on the temporal and spatial resolutions of the Doppler radar and CMORPH products.

CPC PRISM-adjusted daily gauge analyses serve as the backbone of the NLDAS hourly precipitation forcing. Outside of the CONUS, where this dataset is unavailable, CPC's 1 degree (0.25 degree after 2001) North American daily gauge product is used instead. In NLDAS, these gauge-only daily precipitation analyses are first processed to fill in any missing values, and then are temporally disaggregated into hourly fields. This is accomplished by deriving hourly disaggregation weights from NWS real-time, 4 km Stage II and 8km CMORPH hourly precipitation analyses. Stage II data is available from 1996 to the present, while CMORPH data is available from 2002 to the present. The Stage II product consists of WSR-88D Doppler radar-based precipitation estimates that have been bias corrected using hourly multi-agency gauge data (Fulton et al., 1998), and mosaicked into a national product over the Continental United States (CONUS) by NCEP/EMC (Baldwin and Mitchell, 1997). This CONUS mosaic of the Stage II product is interpolated to 1/8th degree and any gaps in radar coverage (which total on average 13% of the area of the CONUS and are due to lack of radar coverage or equipment maintenance) are filled in with nearest neighbor Stage II data from within a 2º radius. If no Stage II data are available, then CMORPH data are used instead. CMORPH data is also used over the Mexican portion of the NLDAS domain which is outside of the Stage II's region of coverage. When CMORPH data is unavailable, NARR data is used instead. The patched, hourly Stage II and CMORPH fields are then divided by fields of patched Stage II and CMORPH daily precipitation totals to create hourly temporal disaggregation weights representing the proportion of the 24 hour total precipitation which fell in each hour. If the daily Stage II or CMORPH total is zero in an area of non-zero CPC precipitation, hourly weights are set to 1/24 to spread the precipitation evenly over the entire day. These hourly weights are then multiplied by the daily gauge-only CPC precipitation analysis to arrive at temporally disaggregated, hourly NLDAS fields. Since the Stage II and CMORPH data is only used to derive the hourly disaggregation weights, a daily summation of these NLDAS precipitation fields will exactly reproduce the original CPC daily precipitation analysis. Since daily gauge and hourly precipitation data is sparse over Canada, NARR precipitation is used over all Canadian regions within the NLDAS domain. Rather than have an abrupt cutoff at the United States border, a one degree wide blending area is used. In this region, precipitation forcing consists of a weighted combination of the precipitation datasets discussed above.

REFERENCES

Baldwin, M., and K. E. Mitchell, The NCEP hourly multi-sensor U.S. precipitation analysis for operations and GCIP research, in Preprints, 13th AMS Conference on Hydrology, pp. 54-55, Am. Meteorol. Soc., Boston, Mass., 1997.

Berg, A. A., J. S. Famiglietti, J. P. Walker, and P. R. Houser (2003), Impact of bias correction to reanalysis products on simulations of North American soil moisture and hydrological fluxes, J. Geophys. Res., 108(D16), 4490, doi:10.1029/2002JD003334.

Cosgrove, B. A., et al. (2003a), Real-time and retrospective forcing in the North American Land Data Assimilation System (NLDAS) project, J. Geophys. Res., 108(D22), 8842, doi:10.1029/2002JD003118.

Fulton, R. A., J. P. Breidenbach, D. J. Seo, D. A. Miller, and T. O'Bannon, The WSR-88D rainfall algorithm, Weather Forecasting, 13, 377-395, 1998.

Mitchell, K. E., et al. (2004), The multi-institution North American Land Data Assimilation System (NLDAS): Utilizing multiple GCIP products and partners in a continental distributed hydrological modeling system, J. Geophys. Res., 109, D07S90, doi:10.1029/2003JD003823.

Pinker, R. T., et al., Surface radiation budgets in support of the GEWEX Continental-Scale International Project (GCIP) and the GEWEX Americas Prediction Project (GAPP), including the North American Land Data Assimilation System (NLDAS) project, J. Geophys. Res., 108(D22), 8844, doi:10.1029/2002JD003301, 2003.


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This page was originally established by Brian Cosgrove who is working now at Office of Hydrological Development in NOAA.